-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMYdaw1Nr807cRc70JLJEF+mWF1euk5AxHre/WVjczd8HK2K6M4cNUxOQaggXmyy 6rOb8x+jumraYvyxDIiEhg== 0000950123-02-001443.txt : 20020414 0000950123-02-001443.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950123-02-001443 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 GROUP MEMBERS: ROBOTTI AND COMPANY INCORPORATED FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ROBOTTI & CO INC STREET 2: 52 VANDERBILT AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACMAT CORP CENTRAL INDEX KEY: 0000002062 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 060682460 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13959 FILM NUMBER: 02540791 BUSINESS ADDRESS: STREET 1: 233 MAIN ST STREET 2: P O BOX 2350 CITY: NEW BRITAIN STATE: CT ZIP: 06050-2350 BUSINESS PHONE: 2032299000 MAIL ADDRESS: STREET 1: 233 MAIN STREET STREET 2: P O BOX 2350 CITY: NEW BRITAIN STATE: CT ZIP: 06050-2350 SC 13G/A 1 y57119bsc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) ACMAT CORPORATION (Name of Issuer) CLASS A COMMON STOCK (Title of Class of Securities) 004616 20 7 (CUSIP Number) DECEMBER 31, 2001 (Date of Event Which Requires Filing of This Statement) Rory A. Greiss, Esq. Kaye Scholer LLP 425 Park Avenue New York, New York 10022 (212) 836-8261 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ [ Rule 13d-1(d) SCHEDULE 13G CUSIP No. 004616 20 7 PAGE 2 OF 8 PAGES ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS Robotti & Company, Incorporated I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 11-2627501 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES -0- _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 121,990 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING -0- _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 121,990 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 121,990 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO, BD, IA ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT INCLUDING BOTH SIDE OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13G CUSIP No. 004616 20 7 PAGE 3 OF 8 PAGES ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS Robert E. Robotti I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES -0- _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 121,990 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING -0- _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 121,990 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 121,990 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT INCLUDING BOTH SIDE OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13G ITEM 1(a). NAME OF ISSUER: ACMAT Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 233 Main Street New Britain, Connecticut 06050-2350 ITEM 2(a). NAME OF PERSONS FILING: This statement is filed by: (i) Robotti & Company, Incorporated ("Robotti & Company"), a New York corporation; and (ii) Robert E. Robotti ("Robotti"), a United States citizen. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o Robotti & Company, Incorporated 52 Vanderbilt Avenue, Suite 503 New York, New York 10017 ITEM 2(c). CITIZENSHIP: See item 2(a) ITEM 2(d). TITLE OF CLASS OF SECURITIES: Class A Common Stock ITEM 2(e). CUSIP NUMBER: 004616 20 7 Page 4 of 8 Pages SCHEDULE 13G ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b), OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b), OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a)[X]Broker or dealer registered under Section 15 of the Exchange Act. (b)[ ]Bank as defined in Section 3 (a)(6) of the Exchange Act. (c)[ ]Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d)[ ]Investment company registered under Section 8 of the Investment Company Act. (e)[X]An investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(E); (f)[ ]An employee benefit plan or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G); (h)[ ]A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i)[ ]A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j)[ ]Group, in accordance with Rule 13d-1(b)(1)(ii)(J) ITEM 4. OWNERSHIP: (a) Robert E. Robotti shares beneficial ownership of 121,990 shares of the Security through the following: - his ownership of Robotti & Company, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934 and an investment advisor in accordance with Rule 13d-1 (b)(1)(ii)(E), by virtue of the investment discretion Robotti & Company has over the accounts of its brokerage customers and advisory clients, which hold an aggregate of 120,690 shares of the Security; and - his ownership of Robotti & Company, which directly owns 1,300 shares of the Security. Pages 5 of 8 Pages SCHEDULE 13G (b) The amount of shares of the Security beneficially owned by Robert E. Robotti is 6.6% of the total outstanding shares of the Security. (c) (i) Mr. Robotti does not have the sole power to vote or direct the vote of any of the shares of the Security. (ii) Mr. Robotti shares the power to vote or direct the vote of 121,990 shares of the Security with Robotti & Company. (iii) Mr. Robotti does not have the sole power to dispose or to direct the disposition of any of the shares of the Security. (iv) Mr. Robotti shares the power to dispose or to direct the disposition of 121,990 shares of the Security with Robotti & Company. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. Pages 6 of 8 Pages SCHEDULE 13G ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 8 Pages SCHEDULE 13G SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2002 Robotti & Company, Incorporated By: /s/ Robert E. Robotti -------------------------- Title: President and Treasurer /s/ Robert E. Robotti By: __________________________ Name: Robert E. Robotti Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----